Counts of health events are useful,
but have limitations for those who need to compare populations of unequal size,
for instance, a subpopulation with an overall state population. Knowing the population
sizes can help to interpret counts, but computing a
rate
will allow direct comparison between populations of unequal size that are
otherwise similar (e.g., similar age composition, similar culturally).
According to the dictionary, a rate is, "a quantity, amount, or degree of something [numerator],
measured per unit of something else [denominator]." In public health, the numerator is the number
of people among whom an event occurred during a certain period of time, and the
denominator is the total number of people in the population at risk for the same
period of time. A rate has four components:
A specified time period.
The numerator, the number of people in whom an event occurred during a given period of time, and
The denominator, the total number of people in the
population at risk for the same period of time. This is also referred to as the "person-years at risk."
A constant. The result of the fraction is usually multiplied by some factor of 10 (such as 100,000),
so that the rate may be expressed as a whole number.
In general, a rate is called a "crude rate" if it has not been adjusted for the age and sex
composition of a population.
Table 1 shows an example of crude rate calculations for heart disease by New Mexico
health regions. The example, which is a three year time period, averages the number
of deaths occurring per year and the population estimates to produce average annual
crude death rates for the 3-year period.
Table 1: Crude Death Rate for Heart Disease by Health Region, New Mexico, 2003-2005
NM Health Region
Average Annual Number of Deaths
Average Annual Population Estimate
Crude Death Rate (Deaths per 100,000 Population)
Region 1, Northwest
525
402,242
130.60
Region 2, Northeast
426
292,729
145.64
Region 3, Bernalillo
952
601,700
158.16
Region 4, Southeast
617
247,678
249.11
Region 5, Southwest
707
388,285
182.08
Using the values, above, for Region 1 as an example...
The specified time period is 2003 through 2005.
The numerator, or the number of events was averaged over the three years, for a value of 525.33 (before rounding).
The denominator, or the estimated population at risk, was also averaged over the three years.
The average of the three July 1 population estimates was 402,242.33.
The constant was 100,000.
The calculation for the Region 1 heart disease crude death rate for 2003 - 2005 looks like
this:
Many measures used in public health assessment specify a time period of one or more
calendar years.
This is because many public health numerator datasets have calendar year production periods. But
other time periods are also commonly used; for example calendar weeks in the instance of notifiable diseases.
To calculate the "person-years at risk" for a time period that is less than one year, you need to
multiply the population estimate by the portion of the year represented in the numerator. For instance,
to calculate a crude rate for the number of cases of disease over a 10-week period, your denominator
would be the July 1 population estimate multiplied by 0.1923 (10 weeks/52 weeks).
FAQs for Crude Rates:
Combining Years
Q: I am looking at death rates for a five-year period. What
should I use for a population denominator? A: If you are combining numerator values over the five years
by summing them, then use the sum of the population counts over the same period. If you
are combining numerator values by taking an average, then take an average of the
population counts for the same time period and geographic area. Alternatively,
you could also use an average over the five years in the numerator, and a "mid-point"
population estimate, that is, a population estimate for the mid-point, or middle, year
in the denominator.
An age-specific rate is calculated by dividing the total number of health events for the specific
age-group of interest by the total population in that age group. In Table 2, the age- and sex-specific
rates for suicide are shown. The example demonstrates that the greatest
number
of suicides occur among adolescents and young adults, whereas the highest
rate
occurs among elderly men.
The calculation for an age-specific rate is the same as for a crude rate.
Table 2: Suicide Mortality Rates by Age and Sex, New Mexico, 2003-2005
Age Group
Male
Female
Suicide Deaths
Population
Age- and Sex-Specific Rate per 100,000 Population
Suicide Deaths
Population
Age- and Sex-Specific Rate per 100,000 Population
<15
20
628,660
3.18
4
610,463
0.66
15-44
455
1,219,065
37.32
95
1,203,860
7.89
45-64
238
694,671
34.26
75
742,045
10.11
65+
140
307,886
45.47
15
391,255
3.83
Looking at rates within groups is also called "stratification." In Table 2, the population has been stratified
by age and sex. The data in Table 2 also show how useful stratification can be. Not only are the suicide
death rates much higher among men, the rate of suicide increases with age for men, but not for women.
The crude mortality rate for a population depends on the mortality
rate in each age group as well as on the proportion of people in each age group. For instance,
the age-specifc rate for most causes of death will be higher for older age groups. As a result,
crude death rates tend to be higher in populations with a larger proportion of older persons,
and lower in populations with a larger proportion of younger persons.
Age-specific rates are valuable for comparing rates across age groups, and crude rates provide a
useful summary measure to compare similar populations of different sizes. But the word, "similar"
is a key concept. It can be misleading to compare crude rates across populations that have relevant
differences, such as different cultural traditions, or age, sex, or race composition.
One difference that is commonly controlled for statistically is age composition of the population.
The crude mortality rate for a population depends on the mortality
rate in each age group as well as on the proportion of people in each age group. For instance,
the age-specifc rate for most causes of death will be higher for older age groups. As a result,
crude death rates tend to be higher in populations with a larger proportion of older persons,
and lower in populations with a larger proportion of younger persons.
An age-adjusted rate is a summary measure that may be used to
compare mortality or disease risk in two populations with with different age compositions.
So, how do I know which one to use !?
You will want to use the measure that best informs the question you are trying to answer.
This is a guideline, not a hard and fast rule, but generally:
If your question is:
Then use:
MAGNITUDE: How big is the problem?
Number of events (count)
PROBABILITY: What is the underlying risk in my population?
Crude rate and confidence interval
DISPARITY: Is there a difference in risk after controlling for age?
Please feel free to contact us
if you have suggestions for additions or improvements to this website.
Epidemiology and Response Division, New Mexico Department of Health, 1190 St. Francis Dr., P.O. Box 26110, Santa Fe, NM, 87502. Telephone: (505) 476-3566
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